NYSE MKT

Results: 462



#Item
81Finance / Pegging / Bid price / Economics / Business / Stock market / Financial markets / Order

21 of 22 Exhibit 5 Addition: Underlined Deletions: [Bracketed] Rules of NYSE MKT LLC. *****

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-24 13:20:09
82New York Stock Exchange / United States Securities and Exchange Commission / Financial system / Economy of the United States / SEC filing / Financial regulation / Self-regulatory organization / U.S. Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-74643A; File No. SR-NYSEMKTApril 9, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of a Proposed Rule Change, as Modified by Partial Am

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-10 17:16:48
83Financial system / Financial markets / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial services / IShares Russell / U.S. Securities and Exchange Commission / New York Stock Exchange / Financial economics / Investment / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 9, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modif

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-10 08:31:14
84Financial markets / Investment / Options / Contract law / Futures contract / Short / Securities Exchange Act / International Securities Exchange / Binary option / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTMarch 19, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amen

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-20 10:29:10
85Securities Exchange Act / United States securities law / Market maker / Financial economics / Financial system / Finance / Futures exchanges / Chicago Stock Exchange / London Stock Exchange / Financial markets / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 2, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 923NY to Refine the

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-03 06:15:00
86Economy of the United States / New York Stock Exchange / Securities Exchange Act / U.S. Securities and Exchange Commission / Disapproval voting / Financial regulation / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 10, 2015 Self-Regulatory Organizations; NYSE MKT LLC.; Notice of Designation of Longer Period for Commission Action on Proceedi

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-13 08:45:44
87United States Securities and Exchange Commission / United States securities law / New York Stock Exchange / Market maker / Financial economics / Financial system / Finance / Financial markets / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 17, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modi

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-17 14:57:50
88Auditing / Financial regulation / NYSE Euronext / SEC filings / Financial economics / Audit committee / Regulation S-K / Dodd–Frank Wall Street Reform and Consumer Protection Act / New York Stock Exchange / United States securities law / Corporate governance / Business

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTJanuary 11, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 3, and Order Granting Accelerated App

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-01-16 07:01:19
89Securities Exchange Act / Regulation NMS / Stock market / Financial economics / Financial regulation / Investment / SEC filings / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 6, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-06 17:06:21
90

18 of 19 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE MKT Equities Price List 2015

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-03 06:15:38
    UPDATE